Hengeler Mueller‘s financial regulatory expertise spans the gamut of contentious and non-contentious matters, guiding clients through their entry into the German market, seeing them through restructuring measures and assisting others facing BaFin administrative proceedings. Johannes Adolff‘s regulatory expertise lies in the crisis management of banks and both he and Dirk Bliesener have experience in handling restructuring measures in the financial services sector. The two are also able to oversee both the transactional and regulatory aspects of distressed mergers in the banking arena. Carl-Philipp Eberlein advises a spectrum of clients that spans banks, insurers and asset managers on matters ranging from day-to-day issues and transactional challenges to proceedings brought by BaFin or the ECB, while Christian Schmies is noted for his ability to assist clients needing assistance with fintech regulations, in addition to supporting payment sector clients in regard to AML/CFT matters.
Financial services: regulatory in Germany
Hengeler Mueller
Weitere Kernanwälte:
Johannes Adolff; Dirk Bliesener; Carl-Philipp Eberlein; Christian Schmies
Kernmandanten
Berliner Sparkasse
BAWAG P.S.K.
Inflexion
EBA Clearing
Portigon AG
KKR
Viessmann Group
Linklaters
Linklaters‘ regulatory specialists work closely with the firm’s M&A practitioners when handling major transactions in the financial sector, while also assisting insurers maintain compliance with various regulatory requirements, and also overseeing clients’ internal restructuring measures. Heading the team is Andreas Steck, who is also the firm’s managing partner for Europe; he offers particular expertise in bank supervisory law and is also well versed in handling complex restructuring mandates. Andreas Dehio is sought after by clients facing regulatory investigations and enforcement proceedings, with further expertise in licensing requirements under German law, which is also a core focus of Julian Emmerich‘s practice. Emmerich is also able to assist with AML compliance and ESG-related matters.
Praxisleiter:
Andreas Steck
Weitere Kernanwälte:
Andreas Dehio; Julian Emmerich
Referenzen
‘The regulatory team is very knowledgeable, always up-to-date on regulators‘ expectations and very practice oriented.’
‘Andreas Dehio is a very good regulatory lawyer, always approachable, asks the right questions and is able to provide usable, concise answers by always addressing all circumstances.’
‘Linklaters‘ regulatory team is remarkable and very efficient. They are very attentive to their clients and show an extraordinary commitment, coupled with a very high professionalism and a very pragmatic and imaginative spirit to find solutions to the most difficult problems. They are highly valued and trusted partners.’
Kernmandanten
Crédit Mutuel Alliance Fédérale/TARGO Deutschland Financial Holding Group
Fosun Holdings
Allianz
Highlight-Mandate
- Advised Crédit Mutuel Alliance Fédérale and TARGO Deutschland Financial Holding Group on the acquisition of 100% of German bank Oldenburgische Landesbank.
- Advised Allianz Direct on the acquisition of iptiQ’s European property and casualty insurance business and the takeover of the FRIDAY insurance portfolio from Baloise in Germany and France.
- Advised Fosun Holdings on the sale of Hauck Aufhäuser Lampe and other regulated group entities in Luxembourg and Ireland to ABN AMRO Bank N.V.
A&O Shearman
The regulatory team at A&O Shearman assists clients across bank supervisory law, and is also well placed to oversee the regulatory aspects of cross-border transactions in the financial services sector. Under the guidance of Alexander Behrens, the team is also able to accompany clients through their licence applications, including in the crypto space. Behrens himself is well versed in the regulations governing banks and is also noted for his expertise in the fintech arena, while Martina Stegmaier specialises in prudential regulations and is also instructed to handle liaisons with BaFin and the ECB.
Praxisleiter:
Alexander Behrens
Weitere Kernanwälte:
Martina Stegmaier; Niklas Germayer
Referenzen
‘Large team with broad knowledge, very service orientated! Even in complex situations the team maintains oversight!’
‚Very experienced team in dealing with German regulators. Alexander Behrens goes the extra mile, is super responsive and puts in the work himself to push a project over the finish line. Good quality of service, including cross-border.‘
‚Alexander Behrens has broad knowledge and is keen to devise solutions for the client, operating effectively across legal areas.‘
Kernmandanten
Instinet Europe Limited
Leonteq Securities (Europe) GmbH
National Westminster Bank Plc
One Trading
SBI-Group
upvest GmbH
Highlight-Mandate
- Advised SBI Group on the acquisition of a majority stake in Solaris SE.
- Advised One Trading on its license application for the first crypto OTF in Europe.
Clifford Chance
Clifford Chance's expertise encompasses both banking supervisory law and regulations governing capital markets transactions, and the practice is also frequently called upon to oversee the regulatory aspects of mergers in the financial services sector. Practice head Marc Benzler assists clients with their licence applications and helps them ensure they remain in compliance with prudential requirements, in addition to assisting clients in dealings with the ECB. Kerstin Schaepersmann is also able to assist with licensing matters, and is noted for her expertise in the regulatory framework governing structured products.
Praxisleiter:
Marc Benzler
Weitere Kernanwälte:
Kerstin Schaepersmann; Dominik Schöneberger
Referenzen
‘Proven expertise, reliability, adherence to deadlines.’
‘Exceptional expertise in the relevant fields, including regulatory, netting and derivatives transactions.’
‘Marc Benzler and Kerstin Schaepersmann have exceptional expertise, and deep knowledge of market practices and international market standards.’
Kernmandanten
Bundesverband deutscher Banken
Oldenburgische Landesbank
BNP Paribas
Deutsche Bank AG
JP Morgan Europe SE
Altor Fund Manager AB
Prüfungsverband deutscher Banken
European Banking Federation
Binance
Tencent
UBS
Helvetia Holding AG
Highlight-Mandate
- Advising Helvetia Holding AG on its planned merger of equals with Baloise Holding AG to form Helvetia Baloise Holding AG.
- Advising Oldenburgische Landesbank in connection with its shareholders‘ dual track exit and its ultimate acquisition by TARGO Deutschland GmbH.
- Acting for a globally systemically important bank in connection with a regulatory enforcement proceeding.
White & Case LLP
White & Case LLP is a strong choice for clients facing contentious proceedings in the financial services sector, representing banks in litigation with BaFin, the SRB and the ECB. The firm is also well positioned to assist firms looking to ensure compliance with German and EU regulations, and has a solid track record in acting for firms seeking to challenge regulator-imposed restrictions. Henning Berger heads the team, maintaining a practice that combines both advisory and contentious work, from governance and compliance matters to disputes arising under German and European regulatory frameworks. Woldemar Häring oversees the ownership and control aspects of cross-border transactions, liaising with BaFin and the ECB on this front.
Praxisleiter:
Henning Berger
Weitere Kernanwälte:
Martin Weber; Woldemar Häring
Referenzen
‘Excellent expertise and knowledge. The partner and team are easily approachable. Fast response times and reliable regarding set timelines. Proactive in advising and pragmatic approaches.’
‘Expertise, reliability, adherence, innovation.’
‚Broad scope of regulatory expertise, international collaboration, service oriented and fun to work with.‘
Kernmandanten
N26
Bitpanda Asset Management GmbH
Deutsche Bank
DZ Bank
Entschädigungseinrichtung Deutscher Banken
Nomura Financial Products Europe GmbH
RBC Capital Markets (Europe) GmbH
FERI Trust AG
Highlight-Mandate
- Advised the Free State of Bavaria on the reorganisation of the equity structure of BayernLB, ensuring the continuation of housing promotion via its development institution, BayernLabo.
- Represented Nordea and others in around 45 annulment proceedings before the European Court against the Single Resolution Board regarding decisions on the calculation of ex-ante contributions to the Single Resolution Fund.
- Advised N26 on the lifting of a growth restriction by BaFin.
Annerton
Annerton combines its market-leading fintech expertise with knowledge of banking regulations to advise clients on the implementation of new products and services, while also ensuring that they remain in compliance with German and European regulations, including DORA. Anna Izzo-Wagner‘s practice centres on bank supervisory, investment and licensing law, with Susanne Grohé focusing on payment regulations and related BaFin matters. Frank Müller assists both established clients and new entrants to the German market across issues of bank oversight frameworks to issues tied to the implementation of new technologies, while Till-Christopher Otto acts for credit providers and payment service providers across banking, securities and AML matters.
Weitere Kernanwälte:
Anna Izzo-Wagner; Susanne Grohé; Frank Müller; Till-Christopher Otto
Referenzen
‘Professional, highly experienced team, rapid processing of inquiries, high quality.’
‘Quick comprehension, target-oriented implementation of specifications, high availability.’
‘Complex topics are dealt with comprehensively, in cooperation with specialists.’
‘Quick comprehension paired with high professional competence.’
‘Their hands-on approach and their passion for banking regulatory issues is unique. Of course they have all the expertise as well.’
‘Frank Müller is always looking for practical solutions that work! Very much appreciated!’
‚Specialised and experienced law firm, with a pragmatic approach.‘
‚Anna Izzo-Wagner is pragmatic, hands-on and usually easy to reach.‘
Kernmandanten
Bank Frick
Banxware
Capitell Vermögens-Management AG
EV Digital Invest AG
Feri Trust (Luxembourg) S.A. – Niederlassung Deutschland
Ferrari Financial Services GmbH
Froda AB
HeyOrder GmbH
J&T Banka
KINTO Europe GmbH
Kuder Familypartner GmbH
Merck Finck, a Quintet Private Bank (Europe) S.A. branch, Germany
Moonfare GmbH
Noosa Innovation Inc.
Tipico Group Ltd.
Teylor AG
Toyota Kreditbank GmbH
Trade Republic Bank GmbH
Vereinigte Volksbank Raiffeisen Bank eG
Vietin Bank, Filiale Deutschland
Zinsbaustein
Highlight-Mandate
- Advised a major bank on regulatory and contractual requirements for the SEPA instant readiness of its German branch.
- Advised a personnel service provider on obtaining a BaFin licence as a payment service provider.
- Advised Bank Frick on regulatory aspects of contract documentation, including DORA, in connection with the expansion of its digital banking services.
CMS
CMS is a first port of call for clients from sectors outside the financial services sector requiring assistance with financial regulatory matters, notably acting for the banking and leasing arms of automotive firms alongside the firm’s roster of bank and asset management clients. The firm is also sought after for advice on EU regulations, assisting clients seeking to comply with DORA and MiCAR provisions. The team is headed in tandem by Joachim Kaetzler, who handles matters of banking supervisory and securities law, and Andrea München, who is also qualified in Luxembourg, represents clients in litigation against BaFin and other supervisory agencies.
Praxisleiter:
Joachim Kaetzler; Andrea München
Weitere Kernanwälte:
Barbara Bayer
Referenzen
‘The entire team has advised throughout the entire transaction in a clear, seamless and proactive way with an impressively deep sector know-how in regulated industries.’
‘Andrea München is an excellent and very experienced regulatory lawyer. She has outstanding regulatory knowledge and the remarkable ability to address this in the best interest of her clients to the regulator. Together with her team, she adds more than pure legal advice. Andrea and her team of lawyers have in-depth sector know how, are always available and willing to put in proactively extra work to assist their clients.’
Highlight-Mandate
Gleiss Lutz
Regulatory work in relation to financial sector M&A and market entry into Germany form the core of Gleiss Lutz’s practice, acting alongside the firm’s M&A and private equity teams for both banks and asset managers to secure licenses or obtain BaFin clearance for mergers. Christian Hissnauer‘s practice covers the life cycle of financial institutions, from initial market launches to winding up, and he is also sought after for clients requiring assistance in dealing with BaFin. Hissnauer leads the team alongside Tobias Harzenetter, whose expertise lies in compliance matters.
Praxisleiter:
Christian Hissnauer; Tobias Harzenetter
Referenzen
‚Geiss Lutz is a great team to work with. Even though it is relatively recent in the banking financial services sector, advice provided is always reliable and technically accurate.‘
‚Christian Hissnauer is very pleasant to work with and delivers quick, pragmatic and reliable advice on all financial services regulatory aspects.‘
Kernmandanten
ADAC SE
Athora
Commerzbank AG’s Supervisory Board
Crédit Agricole Leasing & Factoring
ERGO Group AG
Global Payments Inc.
Hauck Aufhäuser Lampe Privatbank AG
Munich Re
Nordnet Bank AB
Versicherungskammer Bayern
Volksbank Mittelhessen eG
Highlight-Mandate
- Advised Nordnet Bank AB on entering the German market.
- Advised Commerzbank AG’s supervisory board in connection with a possible takeover by UniCredit.
Latham & Watkins LLP
Latham & Watkins LLP‘s regulatory expertise comes to the fore when overseeing cross-border deals in the financial services sector, with the practice frequently tackling such aspects of private equity acquisitions and divestments, licensing and passporting matters and also assisting clients in BaFin proceedings. Markus Krüger takes the lead on the regulatory aspects of transactional mandates, while also accompanying banks through restructuring measures. Krüger leads the team alongside Axel Schiemann, who advises a client roster consisting of banks, asset managers and fintechs on prudential regulations and securities matters. He is also well versed in taking on regulatory agencies in investigations and enforcement proceedings.
Praxisleiter:
Markus Krüger; Axel Schiemann
Kernmandanten
ADAC e.V.
Evercore
Apollo Global Management Inc.
Seven2
Fidelity National Information Services, Inc.
GSCF
Highlight-Mandate
Noerr
Noerr‘s expertise in the financial regulatory fields encompasses internal bank restructurings, digitalisation processes and BaFin investigations, and the team is also called upon by clients requiring assistance across a range of European regulations, from MiFID to MiCAR and DORA. Jens Kunz, who heads the team, is well versed in bank supervisory law, investment regulations and also tackles the regulatory aspects of financial services sector mergers. Karl-Alexander Neumann joined the partnership in January 2025, advising on digital products and matters pertaining to payment systems.
Praxisleiter:
Jens Kunz
Weitere Kernanwälte:
Karl-Alexander Neumann; Klaudyna Lichnowska
Referenzen
‘The collaboration with the Noerr team is very efficient, pragmatic and responsive, covering all clients’ needs from a banking regulatory perspective. Noerr applies its vast experience with complex and cross-border projects and transfers it into helpful solutions.’
‘Karl-Alexander Neumann is a smart and strategic adviser. He belongs to the lawyers of his generation with a deep understanding of the financial regulatory framework. He is a strong communicator who understands the interests of his clients well. In negotiations he applies a problem-solving attitude and stays focused in complex situations.’
‘The team possesses in-depth expertise in specialised banking regulation and provides advice that is highly practical, fast, and innovative.’
‘Jens Kunz has extensive expertise in the financial sector, provides reliable and prompt advice, consistently meets deadlines, and his calm and professional demeanour is very helpful in negotiations.’
‘Over the last 15 years, Noerr has secured itself a firm place among the law firms in banking & finance in Germany and today it is hard to imagine legal advice to banks without it. The quality of the advice, the class of the partners combined with a more attractive cost framework than that offered by the Anglo-Saxon firms have made Noerr an important player in banking & finance.’
‚Jens Kunz is characterised by his very high level of professional competence and his ability to present complex issues in a simple way.’
‘Highly qualified advice, innovative ideas, excellent networking in politics and banking supervision. Available at all times.’
‚Jens Kunz is a banking supervisory lawyer with profound knowledge, a very good service mentality and always up to date regarding relevant new regulatory developments. He knows the industry well.‘
Kernmandanten
APS AVIA Payment Services GmbH
Baader Bank AG
Frankfurter Volksbank eG
HRK Lunis AG
IK Partners
J.C. Flowers
OWH SE i.L
Volkswagen Financial Services AG
Wendel Group
Highlight-Mandate
- Advising J.C. Flowers on the sale of its portfolio company HRK LUNIS AG to Seven2.
- Advised Baader Bank on restructuring its financial holding group, addressing CRR compliance and regulatory clearances, and supported the adjustment of a crypto-assets business model to align with MiCAR requirements.
- Advising the Wendel Group on acquiring a majority stake in IK Partners, including FDI and regulatory reviews of German portfolio companies, BaFin ownership control procedures, and coordinating approval processes with financial regulators in Switzerland and Liechtenstein.
Lindenpartners
Lindenpartners‘ regulatory offering distinguishes itself through its focus on sustainability regulations, advising on ESG-related issues under both German and European law, including in relation to SFDR. The team is also tasked with representing clients facing BaFin administrative proceedings, and is further adept at assisting with matters of securities law. Heading the team are Lars Röh and Frank Zingel, who both advise on banking supervisory law, with the former also offering expertise in restructuring mandates, while the latter is knowledgeable of crypto regulations.
Praxisleiter:
Lars Röh; Frank Zingel
Weitere Kernanwälte:
Daniel Bögeholz
Referenzen
‘Lindenpartners is a relatively young but highly experienced law firm. It offers excellent solutions for complex issues. Its expertise is highly valued in relevant areas of the credit industry. Lindenpartners is a genuine alternative to the so-called big law firms.’
‘The team at Lindenpartners works highly professionally, reliably and in a structured manner. Communication has always been very open and collaborative. As a client, you get the feeling that the working atmosphere between colleagues is genuinely pleasant and personal.’
‘The people we have worked with so far have always been very friendly, professional, reliable and supportive.’
Kernmandanten
BBB Bürgschaftsbank zu Berlin-Brandenburg GmbH
Berliner Sparkasse
Berliner Volksbank
Bundesverband der Deutschen Volks- und Raiffeisenbanken
Bundesverband für strukturierte Wertpapiere
Deutsche WertpapierService Bank
DONNER & REUSCHEL Aktiengesellschaft
Kreissparkasse Köln
Sparkasse Hannover
Unzer Group GmbH
Highlight-Mandate
- Advised Donner & Reuschel AG on the implementation of ESG risk management strategies.
- Advised Kreissparkasse Köln on the issue of a syndicated green mortgage bond with a value of €250m.
- Advised Unzer GmbH on the development of an AI application and creation of an overview document highlighting key legal differences and content weighting across DORA contract documents.
Deloitte Legal Rechtsanwaltsgesellschaft mbH
Deloitte Legal Rechtsanwaltsgesellschaft mbH maintains a broad regulatory practice, advising on fintech-related matters and European regulations, including DORA, alongside traditional bank supervisory law. Continuing to head the team is Mathias Hanten, who specialises in assisting clients enter the German market and also tackles regulatory issues arising out of mergers in the financial services sector. Hannes Bracht is well versed in the regulations governing payment services, while Alireza Siadat is an expert in DLT, blockchain and crypto matters.
Praxisleiter:
Mathias Hanten
Weitere Kernanwälte:
Hannes Bracht; Alireza Siadat
Referenzen
‚Flexibility and experience in the very exotic and specific NPL sector, combined with the client’s creativity to find the best solution for clients.‘
‚Outstanding advisory skills for Alireza Siadat – our long-term lawyer for Fintech questions. Regulatory and crypto expertise are essential to our success.‘
Kernmandanten
Joint representative under a SIGNA bond
ALD AutoLeasing D GmbH
Berliner Sparkasse
Nord/LB
Commerzbank
Korean Development Bank
Investment and Development Bank of Lower Saxony – NBank
STOKR
flatexDEGIRO Bank
Hubject GmbH
DKV EURO SERVICE GmbH + Co KG
Miles & More GmbH
ADAC Finanzdienste GmbH
State Bank of India
Hapag-Lloyd AG
Stadtsparkasse Düsseldorf AöR
Haspa Hamburger Sparkasse
Compay GmbH
Verifone Payments GmbH
Pluxee Deutschland GmbH
Reisebank AG
XCMG Group
EB – Sustainable Investment Management GmbH
LeasePlan Deutschland GmbH
Mobility Concept GmbH
First Commercial Bank Ltd.
Investitionsbank Sachsen-Anhalt
Woori Bank Europe GmbH
Deutsche Lufthansa AG
niio finance Group AG
APS AVIA Payment Service GmbH
Hoerner Bank AG
Investitions- und Förderbank Niedersachsen – NBank
Sparkasse Rhein-Nahe
Sparkasse Hannover AöR
RCI Banque S.A.
WIBank
futurum Bank
Nimiq
Timeless Investments
OneCrowd
secupay
Backed Finance
Deutsche Forfait AG
Backpack
TMC Content Group AG
Midas
Highlight-Mandate
- Advised Hubject in a ground-breaking payment services license application in the e-Mobility sector.
- Advised a joint representative under a bond in connection with a German-Austrian-Luxembourg restructuring of the real estate group SIGNA, with a value of €300m.
- Advised Berliner Sparkasse on the implementation of DORA, including in relation to a large-scale contract remediation project.
GÖRG Partnerschaft von Rechtsanwälten mbB
GÖRG Partnerschaft von Rechtsanwälten mbB assists clients in maintaining compliance with German and European bank supervisory law, but also offers additional expertise in the payment services and investment platforms fields, where it helps clients secure regulatory approvals for new products. The team is led by Andreas Peter, who advises on both bank regulatory and tax matters, while Matthias Terlau specialises in payment regulations, with further experience in guiding clients through BaFin authorisation procedures.
Praxisleiter:
Andreas Peter
Weitere Kernanwälte:
Matthias Terlau
Referenzen
‘We primarily use a single partner at GÖRG in the financial services regulatory practice. However, when we’ve needed assistance in other practices areas, we found the team to be highly collaborative in its approach, with partners able to provide strategic and actionable guidance in consideration of implications to our firm as a whole, and have been highly satisfied with the service by those other practice leads.’
Kernmandanten
Companisto Holding GmbH
Deutsche Finance Group
DG Nexolution eG
GLS Gemeinschaftsbank eG
KfW
Moss GmbH
paydirekt
Samsung Electronics GmbH
Sparkasse Köln Bonn
S-Kreditpartner GmbH
Volkswagen Financial Services AG
Yapı Kredi
Highlight-Mandate
- Advised several German and European banks and investment companies in connection with claims for damages totalling around €900m against Wirecard AG.
- Assisted Yapı Kredi on the acquisition of the German private bank Bankhaus J. Faisst and on the subsequent corporate reorganisation.
- Advised Moss GmbH on an application and procedure for an e-money licence from BaFin.
GSK Stockmann
GSK Stockmann occupies a notable niche in regulatory matters related to digital operations in the financial services space, advising clients including both banks and service providers on the implementation of new products across, inter alia, the payments and credit arenas. Alongside this, the practice is able to assist clients maintain compliance with German and EU regulatory frameworks, including DORA. Heading the team is Timo Bernau, who advises on the regulatory aspects of the launch of cross-border digital products, and is also active in the funds and insurance sectors.
Praxisleiter:
Timo Bernau
Referenzen
‘GSK provides a broad range of services including the management of the client’s relationship to the regulator. In particular in times of challenges on the business side this delivers actual additional value to us as a client.’
‘The team has an impressive experience with a broad practical experience. The interaction and knowledge-sharing within the team makes it unique. Even in case of changing legislation or new legal requirements the advice is well thought through and retrospectively reflects what is expected by regulatory authorities at at a later stage.’
‘Highly competent.’
Kernmandanten
BX Digital AG
Austrian Anadi Bank Group
Banxware GmbH
BNP Paribas Real Estate Investment Management Germany GmbH
Catella Real Estate AG
DekaBank
Hansen & Heinrich AG
Lux Kapitalmarkt Management AG
Raisin Bank AG
Tilta Fintech GmbH
Tishman Speyer Investment Management GmbH
Highlight-Mandate
- Advised BX Digital AG on financial regulatory matters related to the development and structuring of its digital financial services.
- Advised Banxware GmbH regarding its cooperation with UniCredit in connection with setting up a partnership with Unicredit Bank/HVB for an SME financing platform.
- Provided ongoing advice on payment and banking law, as well as advice on refinancing issues, to Tilta.
Jones Day
Jones Day‘s German regulatory team works closely alongside colleagues across the firm’s network to ensure clients remain in compliance with German and European regulations across their entire operations, covering traditional banking supervisory law and extending to the introduction of novel fintech products. Steering the team is Michael Fischer, whose practice spans the regulatory aspects of financial services M&A, AML and sanctions compliance and digitalisation projects.
Praxisleiter:
Michael Fischer
Weitere Kernanwälte:
Jan Philip Nagel
Referenzen
‘The law firm understands how to meet the practical needs of its clients without compromising regulatory requirements.’
‘Michael Fischer stands for an exceptionally trusting relationship with his clients and is always available to offer advice and assistance.’
‘We have been working with this law firm for several years in the areas of Financial Services and Regulatory Practice and continue to be thoroughly impressed by the quality of their advice and service. The team combines deep legal expertise with a strong understanding of market dynamics, which allows them to provide highly effective and business-oriented guidance.‘
‚The advice is always well-founded, clear, and delivered promptly. Communication is efficient and transparent, and we especially appreciate their proactive approach: we are regularly informed about upcoming regulatory changes and strategic considerations relevant to our business. This includes early insights on topics that are still emerging but may become significant in the near future.‘
‚The firm has been particularly valuable in the context of Brexit and the relocation of regulated entities within the EU. Their knowledge in this area is extensive, and their advice has helped us make well-informed, forward-looking decisions.‘
‚What sets this team apart is their ability to think beyond the immediate legal question and to consider the broader business and regulatory context. We consider them a highly reliable partner and an integral part of our external legal support.‘
‚Highly recommended for any organization seeking expert, strategic legal counsel in financial regulation.’
‘We engaged Michael Fischer to guide us through a complex, multi-jurisdictional regulatory project, and his performance exceeded every expectation. He combines razor-sharp legal expertise with a pragmatic, business-oriented mindset: he translated dense regulatory requirements into clear, actionable steps that fit seamlessly into our commercial objectives and tight timelines.‘
Kernmandanten
State of Hesse – Ministry of Finance
Euroclear Bank SA/NV
Highlight-Mandate
- Advised the State of Hesse on a change in the composition of the capital structure of Landesbank Hessen-Thüringen Girozentrale, strengthening the equity capital of the bank.
- Drafted memoranda for a major German bank to document its synthetic risk transfer by way of credit insurance in accordance with the provisions of the Capital Requirements Regulation.
- Advised a French global financial institution in connection with a regulatory analysis in 18 jurisdictions in relation to threshold breaches, reporting and exemption from disaggregation requirements.
Mayer Brown LLP
Mayer Brown LLP‘s combined regulatory and capital markets team is well placed to assist clients requiring advice on their securitised offerings, helping them secure licenses for bonds, derivatives and crypto-based securities. Practice head Patrick Scholl is knowledgeable of licensing requirements in addition to advising on ESG regulations. Marcel Hörauf, who was made partner in January 2025, is sought out for advice on the marketing of securities and matters related to digitalisation projects and DLT.
Praxisleiter:
Patrick Scholl
Weitere Kernanwälte:
Marcel Hörauf
Referenzen
‘Really understanding financial products.‘
‚Patrick Scholl heads and steers the team with deep and market-wide renown. He and his team supported me fast and efficiently on a derivative-related topic. All of them have the ability to get into deep expert discussions very easily and can explain topics just the way it is needed in the relevant situation.‘
‚The team has profound and up-to-date knowledge regarding the relevant topics and keeps in touch with all relevant players in the market. As they are acting as a „true“ team, they support each other withe the best outcome for both each other and the clients. Transparency and billing seem to be very fair and reliable.‘
Highlight-Mandate
McDermott Will & Schulte
McDermott Will & Schulte‘s capabilities in the financial regulatory field extend to advising both banks, payment service providers and crypto-focused fintechs on licensing procedures, where it assists clients in their dealings with BaFin, and is also well positioned to advise on German and European regulations governing payments. Heading the team is Renate Prinz, whose expertise in the fintech arena is complimented by her knowledge of banking supervisory law.
Praxisleiter:
Renate Prinz
Weitere Kernanwälte:
Annabelle Rau; Cornelius Hille
Referenzen
‘McDermott Will & Emery’s regulatory practice stands out due to its extensive expertise and commitment to excellence. Their deep understanding of regulatory frameworks enables them to provide tailored solutions that address each client’s unique needs. This adaptability is crucial in the complex financial regulatory landscape.‘
‚The practice stands out because of its technical proficiency and client-focused approach. They work closely with clients to provide strategic, practical advice. This personalised service is a key advantage that potential clients appreciate.‘
‚Compared to other firms, the practice is a leader in adopting innovative methodologies. They leverage technology to enhance efficiency, collaboration, and timely service delivery. Their commitment to diversity fosters creative problem-solving through varied perspectives.‘
‚Transparent billing practices offer clients clarity and confidence, thereby reinforcing trust and fostering long-term partnerships. These strengths make the Regulatory Practice at McDermott Will & Emery an excellent choice for clients seeking expertise, reliability, and innovation.’
‘Renate Prinz is an outstanding partner whose expertise and commitment set her apart from her competitors. Her ability to explain complex issues in an understandable way and develop customized solutions is remarkable. Renate not only has in-depth specialist knowledge, but also an exceptional ability to plan and implement strategies.‘
Kernmandanten
MEC METRO-ECE Centermanagement GmbH & Co
DZ Bank AG
Ageras A/S
Highlight-Mandate
Waldeck Rechtsanwälte PartmbB
Waldeck Rechtsanwälte PartmbB‘s clients rely on the firm for DORA and MiCAR implementation advice, which it provides alongside every day supervisory law assistance. Heading the team are Jan Liepe, a specialist in securities regulation, and Hendrik Pielka, who represents credit providers, fintechs and asset managers in disputes with regulators. Jens-Holger Petri is active at the intersection of banking and data protection matters.
Praxisleiter:
Jan Liepe; Hendrik Pielka
Weitere Kernanwälte:
Jens-Holger Petri; Lucas Paolazzi
Referenzen
‘The team works extremely well together and is always solution-oriented. They work in a targeted manner in line with the client’s interests. The direct communication with the managing partner is particularly noteworthy.’
‘Very well connected with the supervisory authorities, enabling practical solutions to be found even for complex issues in this field.’
‘Efficient, quick, high expertise, fair billing.’
‘Jan Liepe: straight forward, Hendrik Pielka: high expertise.’
‘Waldeck’s lawyers have excellent knowledge of the regulatory requirements as well as the market and competitors.’
‘Excellent knowledge of regulatory requirements and market/competitors from Jan Liepe and Hendrik Pielka.’
‘Jens-Holger Petri possesses exceptional expertise in the area of outsourcing within the financial sector. He stands out for his outstanding negotiation skills, his professional and calm working style, and his reliable and punctual delivery.’
‚High level of professional expertise, high level of understanding for the client’s business.’
Kernmandanten
21X
Aareal Bank AG
Athelios Vermögensatelier SE
Baden-Würtembergische Wertpapierbörse
Bankhaus Scheich Wertpapierspezialist AG
BfV Bank für Vermögen AG
Boerse Stuttgart GmbH
Commerzbank AG
Development Company for Israel (Europe) GmbH
DLT Finance AG
EUWAX AG
FELS Wealth GmbH
flatexDEGIRO Bank AG
Gameforge AG
Generali Insurance Asset Management S.p.A.
Hellwig Wertpapierhandelsbank GmbH
ICF Bank AG
Impact Labs GmbH
Infront Financial Technology GmbH
ING
ISBANK AG
Lang & Schwarz AG
lemon.markets GmbH
Lloyds Bank Corporate Markets Wertpapierhandelsbank GmbH
mediserv Bank GmbH
mwb fairtrade Wertpapierhandelsbank AG
Odörfer & Brandner Vermögensmanagement
Parqet Fintech GmbH
PI Privatinvestor Kapitalanlage GmbH
RoboMarkets Deutschland GmbH
SARA FUND MANAGEMENT GmbH
SIX Financial Information
Sparda Bank Berlin eG
Tradias GmbH
TRYCON G.C.M. AG
Ucambio Exchange & Money Transfer GmbH
UmweltBank AG
Universal-Investment-Gesellschaft mbH
Vickii GmbH
vwd Transaction Solutions AG
Walter Ludwig Wertpapierhandelsbank GmbH
Westend Bank AG
ZeroEx GmbH
Highlight-Mandate
- Advised ING on the implementation of the requirements set out in DORA.
- Advised UmweltBank on the implementation of DORA.
- Advised and represented DLT Finance in connection with the establishment of a strategic cooperation with eToro concerning the trading of crypto assets.
